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Market
Consulting Corporation
Please call for a free initial consultation
888-397-9867
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Experience Counts.
We have been serving clients as experts and consultants in
investment and trading
litigation since 1979.
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Litigation Support Expertise:
- Broker/Customer disputes
- Stocks and bonds
- Options, commodity futures and currency trading
- Derivatives including swaps
- Limited partnerships, hedge funds and managed futures
- Marketing of securities, derivatives and related products
- Insurance including bad faith, churning, twisting and other sales practices
- Markets, investment trading, economics, asset management and pension
investments
- Tax matters, IRS examinations, appeals, and US Tax Court
Issues
- Churning (including criminal churning)
- Suitability
- Unauthorized trading
- Options abuse
- Lack of supervision
- Industry rules, standards and practice, compliance
- Documents, marketing or new product development
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Services:
- Arbitration and litigation consulting
- Initial account review
- Forensic account analysis, damages and mitigation
- Assistance drafting complaint and with discovery
- Expert witness opinion, opposing expert critique, deposition and testimony
- General securities and futures industry consulting
- Economic and statistical analysis
- Due diligence for securities and futures fund offerings
- Valuation of industry firms for marketing purposes, IRS, and
Courts
- Mediation
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Professional Experience:
- More than 20 years as consultants in
securities and futures industries
- Experienced as reviewer of customer complaints for major brokerage firms
- Consultants to the NYSE, Options Clearing Corporation,
CBOT, CME, COMEX, Teachers Insurance and Annuity Association/College Retirement Equities Fund (TIAA/CREF)
- Banks and other major clients
- Served as member of the Compliance and Legal Division of the Securities Industry Association,
- Research and Trading Division of the Futures Industry Association and various other industry-related groups
- Served as member of the Board of Arbitrators of NASD, NYSE,
American Arbitration Association, National Futures Association and NASD
- Mediator with NASD training
- Investment trading expert
- Tutor for industry competency examinations
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Cases and Clients:
We have worked for attorneys representing both plaintiffs/claimants and defendants/respondents nationally for two decades, including
expert witness appearances in state and federal court in numerous states, various arbitration and commission proceedings, and
the U.S. Tax Court.
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